Experienced Lawyers Representing Clients Nationwide
Because of the arbitration provisions that appear in nearly all brokerage customer agreements, most claims asserted by investors against brokerages and their employees are filed before the Financial Industry Regulation Authority (FINRA) Office of Dispute Resolution. Stone Bonner & Rocco LLP ("SBR") frequently represents institutional and individual investors in FINRA and other securities arbitrations nationwide.
Given the more limited discovery generally available in arbitration proceedings, pre-suit investigations and informal discovery techniques play an especially important role in securities arbitrations. Where appropriate, we employ leading financial and industry experts to assist us in analyzing clients' potential claims and in proving those claims at trial. Our emphasis upon diligent preparation and consistently producing first-class work product has allowed SBR to recover tens of millions of dollars for its clients in securities arbitration proceedings.
SBR's securities arbitration experience spans a diverse array of cases, from simple claims that brokerages concentrated investors' accounts in unsuitable investments to more complex cases related to the intricacies of markets for complex securities. In most securities arbitrations, we represent our clients on a contingent basis. These fee arrangements permit even smaller investors to secure sophisticated representation without making large pre-resolution attorneys' fee payments.
Because of our focus on producing first-class work, we have developed a reputation as a leading advocate on behalf of investors and consumers nationwide. Contact our firm online or by calling 212-239-4340 to schedule a no-cost, in-depth consultation.
